What the work includes
- Review of an agreed set of rules, forms and records.
- Sample reconciliation of identification and risk assessment procedures against materials.
- Preparation of findings and improvement priorities.
- A findings table with material references, bases and recommended actions.
Materials to prepare
- Internal control rules and internal documents.
- Description of current procedures and responsibility allocation.
- An agreed sample of materials without excessive personal data.
Deliverable
What you receive
Written report listing reviewed elements, findings, their bases and corrective proposals.
Scope boundaries and terms
This is a consultancy review of an agreed scope. It is not a regulatory inspection or statutory financial statement audit.
Timeframe, materials, question count and fee are specified in the contract. Examination scope does not expand without agreement.